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Scope of search
in trademark law
The scope of a search may
vary depending upon: (1) where you intend to use the mark; (2) which industry
you are selling your goods or services; (3) how much money you are
willing to spend in a search, and (4) your tolerance of the unknown, or
legal risks in general.
Generally speaking, a good search will include identical marks in all
industries, and confusingly
similar marks within your own industry or
industries. To the extent that you have enough money, and you don't
tolerate risk well, you should pay for a professional search firm to
conduct a nationwide search of all existing and pending state and
federal government registrations, and perhaps even Secretary of State
filings, which are not part of most firms' "full search"
requests. If you have even a remote interest in expanding
internationally, then you should also conduct a similar search in any
country or continent in which you think you may expand. However, if you
are low on funds, and highly risk tolerant, then you must, at a minimum,
still search obvious places to find possible prior users of your mark,
including, but not limited to, the yellow pages, the Internet, and any industry journals
in all the regions of the country in which you plan to conduct
business.
Recent court decisions indicate that failure to conduct a reasonable
search may be deemed "bad faith"
in an infringement lawsuit, particularly in light of the ease of
searching online databases, and especially for larger companies with the
means to investigate prior rights. Furthermore, even if you
don't plan to immediately operate in an adjacent territory, you should
still conduct a search there because businesses with plans for expansion
into your area may, in some cases, have prior rights in your area. (See
the doctrine of natural expansion).
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Search,
Trademark
An investigation conducted in order to determine
the availability of a proposed mark. A search report is typically
generated by a professional search firm
or law firm containing 50 -100 trademarks that may be related enough to
the proposed mark to create a risk of infringement.
The report is then analyzed by an attorney in order to assess the legal
strength of the trademark, and to determine whether prior uses of the
mark present a risk to the client of incurring infringement liability.
There
are several popular misconceptions about trademark searching.
First, it is often said that trademark searching is optional.
While it is true that you may have protection in a mark without
searching, it is also true you may be held liable for willful trademark
infringement if you fail to search.
Second,
it is commonly believed that searching identical or near-identical marks
will suffice. This is not true, because the standard for
infringement is confusingly similar, which
encompasses marks that are less related than near-identical.
Finally,
some unscrupulous trademark search firms imply that the searching
"requirement" includes only federally registered marks.
In fact, recent cases have said that not only are federal and state registrations
important to search, but also common law marks, i.e. marks that are not
registered. Incidentally, the reason some search firms propagate
this myth is that they are unequipped to handle common law searching,
and they don't want to lose business to the larger search firms who have
tremendous common law searching capabilities.
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Secondary
meaning
The requirement in trademark
law that certain marks must obtain a level of market awareness or
recognition from consumers prior to receiving any protection.
Descriptive marks, as well as those that are primarily construed as
surnames or as geographical indicators all require secondary meaning in
order to be registered or to invoke court assistance stop infringers.
The
type of market awareness required is recognition from in the minds of
the relevant consuming
public that the mark is used as a brand, and not merely used to describe
a product, region, or someone's surname. For example,
"McDonald" was once mostly thought of as a surname. When
this name became widely used to sell burgers, then
"McDonald's" has the power to bring to mind a restaurant chain
in the minds of consumers. Once that happened,
"McDonald's" acquired a second meaning, aside from its primary
meaning as a surname, and as such, became capable of trademark
protection.
Only
"relevant consumers" are the ones who
must have experienced the cognitive shift from viewing the mark as a
descriptive term, surname or geographical term, to a brand-identifier.
This includes not only purchasers, but also those who might someday be
purchasers of the products bearing the mark in question.
Secondary meaning is
generally acquired only after long-term exposure to the mark as a brand identifier,
or else from extensive advertising. It can be proven by evidence
such as a survey of relevant consumers, sales figures, trade literature
referring to the mark, large advertising expenditures, or other proof of
widespread advertising. Proof that a mark has been used
exclusively for five years is prima facie
evidence that the mark has acquired secondary meaning.
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Second level domain name
The second level domain is the portion of a domain name that is
owned by the domain name registrant. For example, in the following URL:
http://www.etoys.com
"etoys" is the second level domain, while "com" is
the top level domain. The combination of a top level and second
level domain name is unique. For example, there can only be one
etoys.com, even though there can be multiple etoys second level domains
(e.g. etoys.org, etoys.net, etoys.ca, etc.)
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Section 2(f) claim
A section 2(f) claim is an argument made to the U.S. Patent and Trademark Office (USPTO)
that a mark has become distinctive. This claim can be made by
proving continuous and exclusive use of a mark for five years, or by
producing other proof of secondary meaning.
Section 2(f) of the
Lanham Act (15 U.S.C. 1052(f)) provides that marks that would otherwise
be denied registration, can be registered if they have become distinctive
by acquiring secondary meaning.
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Section 8 affidavit
(Affidavit of Use)
.7
A
filing with
the U.S. Patent and Trademark Office (USPTO)
stating that the mark in question is has been in continuous use for five
years since the registration was issued. Failure to file this affidavit
between the fifth and sixth years after registration will result in an
automatic cancellation of the trademark registration. This affidavit can be filed in conjunction with the Section 15 Affidavit to request
incontestability status.
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Section 15 affidavit
(Incontestability Affidavit)
Section 15 allows for the incontestability of a mark
if a separate filing is made with the USPTO five years after
registration. The filing must attest to the fact that the mark has
been used continuously since registration. Usually this filing
is made in conjunction with the required Affidavit
of Use. Additional filings of the
Section 15 Affidavit are not required upon renewal of the mark.
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Seizure of counterfeit
goods
The U.S. Customs Service is authorized to seize
counterfeit goods. However, the owner of the trademark must first
record a valid
U.S. trademark registration with Customs. For marks which are so
recorded, U.S. Customs is authorized to seize the counterfeit goods, and
provide notice to the trademark owner of the counterfeits. Destruction
after seizure is mandatory unless the trademark owner consents to giving
the goods to charity after removing the counterfeit marks from the
goods.
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Service mark
Simply put, a service mark
is a trademark used exclusively for services as opposed to goods.
It is any word,
symbol, phrase, picture, color, sound, or packaging scheme used in commerce to identify and
distinguish one service provider's services from another service
provider's services.
Notice
of a valid service mark is denoted by the use of the "sm"
symbol, whereas the "tm" symbol is reserved for marks selling
goods.
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Settlement
An agreement reached between parties
in a lawsuit or potential lawsuit.
In
trademark cases, a settlement may include: the alleged infringer gradually phasing
out the allegedly infringing
mark; the alleged rightful owner of the mark licensing use of the mark to the
other party; both parties agreeing to carve out areas in which they can
each use or not use the mark; a monetary payment; and any
other arrangement within the imagination of the
parties.
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Shapes,
trademark
protection of 1.1
Product shapes are capable of
trademark protection under the rapidly expanding doctrine of trade dress.
As long as the product shape meets the requirements under trademark law
of distinctiveness, and unobjectionable
content, and the shape is not a
functional feature of the underlying product, it qualifies for
trademark protection, and can be registered with the US Trademark
Office.
Examples include the
famous Coca-Cola bottle,
 and the
fish-like shape of a Pepperidge Farm
cracker.

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Similarity of
marks
Similar marks cannot co-exist as trademarks if they are similar in such
a way that is likely to cause consumers to be confused as to the source
of the products using such marks. When one mark is deemed
"confusingly similar" to another, the the second user of the
mark has infringed the first user.
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Slogans,
trademark protection of1.1,
2.22
Slogans are capable of
trademark protection as long as they meet the trademark law
requirements of use
in commerce, distinctiveness,
and unobjectionable content.
Since slogans
frequently are used as marketing instruments to describe the underlying
product or service, they are almost always descriptive,
and lack inherent
distinctiveness. Once they are used
extensively enough in the market place to acquire secondary
meaning, they may be registered.
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Smells,
trademark protection of1.1
Trademark protection exists for
smells as long as they
meet the trademark law requirements of use
in commerce, distinctiveness,
and unobjectionable content, and
as long as the particular smell is not a functional
feature of the product.
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Sounds,
trademark protection of 1.1
Trademark protection exists for sounds or musical compositions to the extent that they
meet the trademark law requirements of use
in commerce, distinctiveness,
and unobjectionable content,
and provided that the sound is not a functional
feature of the product being sold.
A famous example
of a sound trademark is the three notes heard along with the NBC peacock.
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Source
In trademark law, a source is the unique manufacturer or service provider
from whom a trademark originates. When a consumer sees a
trademark, he/she knows the product bearing that trademark is from the
same source as all other products bearing the same mark.
It is not necessary that the hypothetical consumer knows
the actual name of the manufacturer or service provider. All that is
necessary is that the consumer knows the products bearing one mark are
from one source, while the products bearing another mark are from a
different source. For example, BETTY CROCKER receives trademark
protection, even if nobody knew that the source of Betty Crocker
products was actually General Mills, Inc., the company that owns the
BETTY CROCKER trademark.
The entire purpose of
trademark law hinges on the ability of a trademark to identify a unique
source. If one mark is related enough to another mark, in terms of
look, sound, meaning, and use, then they no longer function to identify
a single source, and thus cease to function as a trademark For
this reason, a trademark is also referred to as a source discriminator,
since it serves to help consumers discriminate between brands when
making purchasing decisions.
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Source discriminator
Another name for a trademark that reflects what a
trademark actually does. See "source" immediately above.
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Specimen
Specimens are
submitted with a trademark application as proof of actual use of a
trademark. Choosing the right specimens for your
application is critical because the Trademark Examining Attorney uses
the specimens to decide whether a mark qualifies as trademark, whether
the mark is actually "used" in a trademark sense, whether the
mark is too similar to other marks that it cannot be registered, whether the drawing page
submitted with the application is appropriate given the specimen
submitted, and whether the type
of goods or services claimed in the application are in fact those that
are sold. Click here for more about
specimens.
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Standing
The legal term for the right to bring a claim before a
judicial or regulatory body. The person bringing the claim must have
"a personal interest in the outcome beyond that of the general
public."
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Standing,
requirement in a cancellation action
Standing is a requirement when filing for the cancellation
of another party’s mark. Specifically, the petitioner must
believe he or she is damaged by the existence of the registration sought
to be canceled. Typically, standing in a cancellation action will exist
where there is a likelihood
of confusion with petitioner’s mark or when
the petitioner’s application was rejected on the basis of the
challenged mark’s prior
right.
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Standing,
requirement in an opposition proceeding
Oppositions may be filed by any
person who believes that he/she would be damaged by the registration of
a mark. This rule together with the general law of
"standing," means that the opposer should have some commercial
involvement with the goods or services that are being described by the
mark in question.
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State
versus federal trademarks
State trademarks are typically
used exclusively in intra-state commerce, while a federal marks are
those used in interstate commerce. Interstate use of a mark is
required in order to register a mark federally. There is no
requirement that state marks be used only in one state. Thus, there can
be, and usually is, concurrent protection for a mark under both state
and federal law. State and federal trademarks are always common
law marks, because no matter where a mark is used, it is protected
under the common law the moment it is first used in commerce anywhere in
the U.S..
Registration of
trademarks by the state or federal government provides additional
protection beyond what is offered under common law. The benefits of
registering a mark federally are far greater than those offered under
state registrations. However, the process for registering a mark
federally is more extensive, rigorous and time-consuming than it is for
state registrations.
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Statement
of Use
A document that must be filed with
the USPTO for all Intent
to Use applications, in lieu of an Amendment
to Allege Use. Both the Statement of Use and the
Amendment to Allege Use allow the applicant for trademark registration
to verify that they have begun using the mark in interstate
commerce. Specifically, the Statement of Use must include a verified
statement that: (1) the applicant is the owner of the mark;
(2) the mark is used in commerce; (3) the mark is used on or in
connection with the goods or services included on the Notice
of Allowance; (4) and a listing of the dates of first use anywhere,
the dates of first use in interstate commerce, and the manner or mode in
which the mark is used. Three specimens
must accompany the Statement of Use.
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Strength,
trademark
The legal strength of a mark is
measured in two ways; the mark's distinctiveness and its level of
dilution. Distinctiveness is a measure of the inherent qualities
of the mark with relation to the underlying goods or services sold,
while dilution looks at the number of other companies using the
same or similar marks. The more users there are of a mark,
the more it is diluted, and thus the less protection that is available
for that mark.
In short, distinctiveness
measures the degree to which the inherent meaning of a mark correlates
with the qualities and nature of the underlying product.
Generally, the more distinctive the mark, the stronger legal protection
it receives. The distinctiveness spectrum consists of marks that
are generic, descriptive, suggestive, arbitrary, and coined or
fanciful. Those marks that are suggestive, arbitrary and coined
are considered distinctive immediately upon their first use in
commerce. Descriptive marks are not immediately distinctive, but
can acquire distinctiveness, and thus legal protection, if they are used
or advertised extensively enough in commerce to acquire secondary
meaning.
Very often,
marks that are strong for marketing purposes are weak legally, and
receive narrow protection, or sometimes no protection whatsoever.
Words that describe the qualities or nature of a product benefit from
strong marketing potential in the initial marketing stages, because they
communicate instantly to customers what the product actually is or
does. For example, "Quick Fix Radiator Mix," tells the
customer immediately that this substance fixes radiators quickly. This
presumably saves on initial advertising expenses. It is worth
noting, however, that the long term branding potential of a mark is
probably enhanced with strong legal rights that allow for greater
distinctiveness.
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Subjectivity
in trademark law
Trademark law is likely to be one of the most subjective areas
of the law. The reason for this is that language and communication,
which are at the heart of trademarks, depend completely on one's
cultural experiences, whether those experiences are shaped by ethnicity,
economic class or even the passage of time. For instance, cases decided
one way today might have been decided differently 50 years ago, simply
because the connotation of words and symbols change through time.
Because of the inherent subjectivity in trademark law, it is not unusual
for a Examining Attorney with the U.S. Patent and Trademark Office, or a
federal court judge to have differing views on the legal attributes of a
mark. Likewise, a legal opinion given by an attorney regarding the availability
of a mark may not agree with the opinion
arrived at by another attorney or judge looking at the same
material. Yet, all may have legitimate opinions. For this reason, it may be a good
idea to obtain second and third opinions from different attorneys when
clearing a mark for use.
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Suggestive
trademarks
Suggestive trademarks are those that 'suggest' rather than
'describe'
qualities of the underlying goods or services. Examples of suggestive marks include:
ACOUSTIC RESEARCH for stereo loudspeakers,
HABITAT for home furnishings, GREYHOUND for bus transportation services,
and Q-TIPS for cotton-tipped swabs.
Suggestiveness and descriptiveness
are not mutually exclusive. There must exist some description in almost any suggestion. However, by going beyond
"mere description" the law elevates a suggestive term into the
valuable category of "inherently
distinctive" marks, which receive protection immediately upon
their first use in commerce. Courts have
clarified this fine distinction by stating that a mark is suggestive if it
requires imagination, thought and perception to determine the nature of
goods or services in question. For instance, it takes an imaginative
leap to realize that greyhounds are sleek and fast, and that these
traits are connoted in the use of GREYHOUND for a bus line. By
contrast, no imaginative leap is required to figure out that QUICK STOP
for a convenience store is meant to connote speedy service, and that
such a mark would be classified as descriptive
rather than suggestive.
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Supplemental
Register
The Supplemental Register is a secondary
list of registered marks maintained by the USPTO. Marks on the
Supplemental Register do not qualify for registration on the Principal
Register, and as such, these marks do not receive the many benefits
of registration available on
the Principal Register. However, registration on the Supplemental
Register allows the mark owner to use the ® symbol next to their mark,
and also provides notice to potential users of the mark that the mark is
already being used.
Typically, Supplemental Register marks are those
that are registered in foreign countries but not yet used in the United
States, as well as those that are not descriptive. Once a mark becomes
distinctive through extensive use, or has been on the Supplemental
Register for five years, the mark owner may petition to have it moved
to the Principal Register.
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Surnames,
trademark protection of
Trademarks consisting of
a person's own last name are usually not protected under trademark law
unless the mark has acquired secondary
meaning through extensive use
and/or advertising in commerce. However, some surnames do not require secondary meaning in order to receive protection.
That occurs when the surname also describes some other thing, such as
BIRD, KING, or FLOWERS.
Courts have taken two different approaches in
analyzing whether or not a surname has a meaning different enough from a
last name so as not to require secondary meaning. One view requires
secondary meaning when the mark's primary meaning is as a
surname, while the other view requires secondary meaning when the mark's
only likely impact is as a surname. Thus, in some courts,
a surname can still receive protection without
secondary meaning, if the mark is not perceived primarily as a surname, even if the
only true meaning of the word is in fact as a surname. However, even if
a surname is rare in the public at large, but the relevant consuming
public conceives of the name primarily as a surname, it cannot be
protected without secondary meaning.
It
is worth noting that a surname can always be registered and protected without proof of secondary
meaning, if it is used together with arbitrary
or fanciful
components. However, such
protection will be weak with respect to the surname component alone,
except insofar as that component acquires secondary meaning.
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Surveys
Surveys of potential consumers are
frequently used in trademark legal battles to prove various aspects of a
trademark's legal viability. For
example, a survey may be useful to prove that a mark has acquired
secondary meaning, that it is not generic, is non-functional, legally strong,
or is not likely to confuse consumers with regard to an existing
trademark. Surveys can also be used to prove a plaintiff's lost profits,
which is evidence that is notoriously difficult to obtain without a
survey.
Independent survey
firms are used to prevent the appearance of impropriety and bias of the
survey data. According to Phyllis J. Welter, an expert on trademark surveys,
use of surveys in trademark litigation has grown from roughly
5.6% in the 1950's to over 12% in the 1980's. Ms. Welter's book, Trademark
Surveys, published in 1998 by West Group, is an excellent source of
information on how to utilize surveys in trademark litigation.
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Symbols, protection of
Trademark law protects any symbol, as long as the symbol meets the requirements
of trademarks. Drawings, sometimes referred to
as "logos" are non-lingual symbols, and can be registered as design
trademarks.
However, any word is also a symbol, and can be registered as a lingual
mark or a design mark if the trademark incorporates a design or logo in
addition to the lingual components.
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